Legal

The Triana Group is committed to conducting its business ethically, with integrity and in compliance with all applicable laws and regulations.

We are not a venture fund, an investment bank, a broker dealer, an investment clearing-house, an investment advisor, nor registered with the Securities Exchange Commission or any state securities commission; we take no authority to enter into any commitment on clients’ behalf or on investors’ behalf, to negotiate the terms of a financing transaction, to hold any funds or securities in connection with financing, or to perform any act which would require us to become licensed as a securities broker or dealer. We coordinate our activity with appropriate service professionals as necessary.

Any information provided by The Triana Group regarding possible transactions is for informational purposes only, is intended only to qualified recipients who request it expressly, and is not intended for the general public. Any transaction involving financing or securities shall be directly negotiated by the parties to the transaction without involvement of, or participation by The Triana Group.

Recipients of information provided by The Triana Group in any format acknowledge that such information: is not an offer to sell or solicitation to buy any security; recipient chooses individually whether and how to use such information, and whether to consider any action; that The Triana Group makes no representations or warranties regarding such information; that each recipient is responsible to conduct any investigation necessary to verify the factual information submitted and is responsible for any action taken; that the parties are responsible for their own due diligence and that The Triana Group does not negotiate for them the terms of any transaction; that all transactions involve a degree of risk, and that The Triana Group, its directors, employees, contractors or other affiliated individuals are not responsible for recipients’ use of such information, transaction, or results of such transactions.

Further clarification is available upon request.